Managing risks that affect the business is a fundamental activity, as these risks influence an organisation’s performance, reputation and future…
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Managing enterprise GRC and big data
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Managing enterprise GRC and big data - How to get there?The most important aspect is the creation of a risk-aware and risk-responsive culture, one where risk is embraced in a…
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Ethics and education are important, but compliance is the biggest weakness in the advice industryProposed changes to licensee remediation programs flagged by ASIC early in 2016 will have major effects on many dealer groups’…
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Driving better consumer outcomes in financial adviceAdopting better self-regulation was the key to improving trust and driving better consumer outcomes in financial advice, according to one…
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What is actually in the best interests of advisers?From Tom Reddacliff, former general manager of the FPA and executive director at Frisk Retrieval. I have read with interest…
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Smarter Compliance: It's time to ask smarter questions - WHY?Why? Today – The government and opposition have reached an agreement on FOFA, with implications for advisers and licensees. A…
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Smarter Compliance - It's time to ask smarter questions.Smarter Compliance – A risk based continuous monitoring solution driving consistent and compliant advice using improved Reach and Intelligence. CURRENT…